Shuk Kwan Au Yeung
歐陽淑君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Kwan Au Yeung (歐陽淑君), a licensed former licensee with CE reference AWC291. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-26 | 2019-01-21 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-29 | 2019-01-21 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2018-04-04 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2016-01-18 |