Ping Tong Yu
余炳棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Tong Yu (余炳棠), a licensed Representative with CE reference AAV676. Currently licensed at 1 firm(s): iFAST Global Markets (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-12 | present |
| iFAST Global Markets (HK) Limited 奕豐環球市場(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-12 | present |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2013-06-18 | 2022-05-04 |
| Nerico Brothers Limited | RO | Type 9 — Asset management | 2012-12-07 | 2022-05-04 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2012-11-26 | 2022-05-04 |
| Nerico Brothers Limited | Rep | Type 9 — Asset management | 2012-11-26 | 2012-12-07 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | 2008-06-05 | 2012-08-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | 2008-06-05 | 2012-08-15 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-20 | 2008-06-05 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-20 | 2008-06-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2007-02-09 | 2008-04-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2007-02-09 | 2008-04-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-06 | 2007-02-09 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2006-09-06 | 2007-02-09 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2003-07-14 | 2006-06-27 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2003-07-14 | 2006-06-27 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-03 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-03 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-03 |