Chi Hei Andrew Chan
陳志熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hei Andrew Chan (陳志熹), a licensed former licensee with CE reference BJV729. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-25 | 2024-12-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-25 | 2024-12-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2024-10-25 | 2024-12-30 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2022-06-13 | 2022-10-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-23 | 2022-10-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-23 | 2022-10-31 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-21 | 2022-04-28 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-21 | 2022-04-28 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-11 | 2018-07-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-13 | 2018-07-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-13 | 2018-07-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-13 | 2018-07-20 |