Haigen Zhou
周海根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haigen Zhou (周海根), a licensed Responsible Officer with CE reference BKB395. Currently licensed at 1 firm(s): Lion Global Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2025-08-13 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-13 | 2025-04-15 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2024-06-13 | 2025-04-15 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-23 | 2023-08-11 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 4 — Advising on securities | 2022-02-23 | 2023-08-11 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-21 | 2021-08-16 |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-21 | 2021-08-16 |