Katherine Ka Yee Cheung
張嘉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Ka Yee Cheung (張嘉儀), a licensed former licensee with CE reference AGJ566. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-06 | 2024-01-31 |
| Verity Capital Limited 洵美資本有限公司 |
RO | Type 9 — Asset management | 2018-04-06 | 2024-01-31 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-30 | 2018-04-06 |
| Verity Capital Limited 洵美資本有限公司 |
Rep | Type 9 — Asset management | 2016-06-30 | 2018-04-06 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-25 | 2016-01-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 4 — Advising on securities | 2012-04-25 | 2016-01-14 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-02 | 2012-04-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-02 | 2012-04-25 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2011-03-02 | 2016-01-14 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-11 | 2010-11-30 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2008-06-02 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-26 | 2008-06-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-15 | 2005-04-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-15 | 2004-08-05 |