Siu Fai Kan
簡紹輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fai Kan (簡紹輝), a licensed former licensee with CE reference AHG724. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
RO | Type 9 — Asset management | 2015-12-30 | 2025-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-04 | 2025-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-04 | 2025-12-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2015-06-04 | 2015-12-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 9 — Asset management | 2014-12-18 | 2015-04-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2015-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2012-03-30 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | present | 2014-12-18 |