Tsz Ho (SFC:ANM895) Chan
陳子豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ho (SFC:ANM895) Chan (陳子豪), a licensed former licensee with CE reference ANM895. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2013-10-21 | 2014-05-07 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-22 | 2012-07-31 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-24 | 2012-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-03 | 2008-11-29 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-03 | 2008-11-29 |