Pak Kwan Ip
葉柏坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kwan Ip (葉柏坤), a licensed Representative with CE reference ACY874. Currently licensed at 1 firm(s): Global Investment Advisors Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-24 | present |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-24 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-06 | 2015-03-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-16 | 2013-12-06 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2013-10-16 | 2017-06-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-01 | 2013-07-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-27 | 2013-07-08 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2003-12-16 | 2010-06-02 |