Ramand Wai Ming Chan
陳湋銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramand Wai Ming Chan (陳湋銘), a licensed former licensee with CE reference ANS053. Total licence records on file: 29.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-10-02 | 2025-08-09 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-10-02 | 2025-08-09 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-11 | 2025-08-09 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-09-11 | 2025-08-09 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-09-11 | 2025-08-09 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-29 | 2024-09-11 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-29 | 2024-09-11 |
| Zircon Securities (HK) Limited 卓銳證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-07-29 | 2024-09-11 |
| Plutus Securities Limited 貝德斯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-19 | 2024-07-15 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-19 | 2024-07-15 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-19 | 2024-07-15 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-22 | 2023-07-08 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-22 | 2023-07-08 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-16 | 2021-06-22 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-16 | 2021-06-22 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-29 | 2020-08-20 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 4 — Advising on securities | 2019-04-29 | 2020-08-20 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
RO | Type 9 — Asset management | 2019-04-29 | 2020-08-20 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-23 | 2019-04-29 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-23 | 2019-04-29 |
| ZMF Asset Management Limited 中募金融資管有限公司 |
Rep | Type 9 — Asset management | 2019-04-23 | 2019-04-29 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2016-06-03 |
| China Sunrise Securities (International) Limited 華升證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2016-06-03 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-14 | 2016-06-03 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-03-14 | 2016-06-03 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-12 | 2016-01-05 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-22 | 2016-01-05 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-22 | 2016-01-05 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-12 | 2008-08-21 |