Axel Syng Lee
李陞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Axel Syng Lee (李陞), a licensed former licensee with CE reference ASI354. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-11-18 | 2026-01-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-28 | 2026-01-14 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-28 | 2026-01-14 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2026-01-14 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-12 | 2015-08-17 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2015-08-17 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-17 | 2011-12-27 |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2010-02-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-29 | 2010-02-27 |