Wai Chi (SFC:AHF464) Chan
陳慧芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi (SFC:AHF464) Chan (陳慧芝), a licensed former licensee with CE reference AHF464. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-17 | 2013-11-13 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-19 | 2009-05-07 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-21 | 2006-03-14 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-25 | 2004-07-13 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-13 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-21 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-21 |