Yun Sum Wong
黃潤森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Sum Wong (黃潤森), a licensed Representative with CE reference BAA672. Currently licensed at 1 firm(s): SG Securities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-20 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-20 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2018-11-20 | 2020-05-13 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-16 | 2018-10-18 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-16 | 2018-10-18 |
| Infore Capital Management (Hong Kong) Company Limited 盈峰資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-04-24 | 2018-06-29 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-12 | 2017-04-04 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-12 | 2017-04-04 |
| Pinestone Securities Limited 鼎石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-10 | 2014-10-13 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2014-01-13 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-09 | 2013-09-12 |