Quam Asset Management Limited
華富建業資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quam Asset Management Limited (華富建業資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AAC662. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 20 (total recorded over time: 100). Earliest licence on file: 2020-02-25.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
5/F, and 24/F, (Rooms 2401 and 2412), Wing On Centre, 111 Connaught Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2020-02-25 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2005-02-28 |
| Type 6 — Advising on corporate finance | present | 2005-02-28 |
Licensed staff (all-time) (100)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Henry Chi Sheung Chan 陳志尚 | RO 4 Rep 9 | 2011-01 | 2011-11 |
| Kin Leung Chan 陳建良 | RO 4, 9 Rep 4, 9 | 2007-07 | 2010-01 |
| Kitty Pui Man Chan 陳蓓敏 | RO 9 Rep 9 | 2010-05 | 2010-11 |
| Denise Pui Yee Cheung 張佩儀 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-08 | 2021-01 |
| Allen Choi 蔡國偉 | RO 4, 9 Rep 4, 9 | 2018-09 | 2024-01 |
| Christopher Kwong Wa Choy 蔡光華 | RO 4, 9 Rep 4, 9 | 2008-09 | 2018-07 |
| Marianna Wai Ling Chu 朱偉苓 | RO 4, 9 Rep 4, 9 | 2018-01 | 2018-10 |
| Zhijie Dai 戴智杰 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-10 | 2023-05 |
| Tak Jim Fong 方德霑 | RO 4, 9 Rep 1, 4, 9 | 2010-03 | 2023-05 |
| Richard Harris | RO 4, 9 Rep 4, 9 | 2010-09 | 2012-01 |
| Kenneth Kin Hing Lam 林建興 | RO 1, 4, 5, 6, 9 | Pre-2003 | Present |
| Siu Yeung Lam 林少陽 | RO 4, 9 | Pre-2003 | 2008-04 |
| Yik Fun Lam 林憶芬 | RO 4, 9 Rep 4, 9 | 2017-03 | 2018-09 |
| Kwok Wing Loo 盧國榮 | RO 9 Rep 4, 9 | 2016-02 | 2016-05 |
| Mark Richard Perrin | RO 1, 4, 9 Rep 1, 4, 9 | 2024-03 | Present |
| Bernard Pouliot |