Ka Lam Cheng
鄭嘉琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lam Cheng (鄭嘉琳), a licensed Responsible Officer with CE reference BFE152. Currently licensed at 1 firm(s): Hong Kong Broad Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
RO | Type 4 — Advising on securities | 2022-05-30 | present |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
RO | Type 9 — Asset management | 2022-05-30 | present |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-05 | 2022-05-30 |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
Rep | Type 9 — Asset management | 2022-05-05 | 2022-05-30 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2022-02-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-08 | 2022-02-28 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-03-31 | 2018-05-31 |