Hong Kong Broad Capital Limited

香港弘博資本有限公司

CE No. BHD619 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Kong Broad Capital Limited (香港弘博資本有限公司), a Hong Kong-based licensed corporation with CE reference BHD619. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2018-06-26.

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Registered address

Unit 3551, Level 35, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan

Licence history

Activity	From	To
Type 4 — Advising on securities	2021-09-16	present
Type 9 — Asset management	2018-06-26	present

Licensed staff (all-time) (7)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Ka Lam Cheng 鄭嘉琳	RO 4, 9 Rep 4, 9	2022-05	Present
Guang Huang 黃廣	RO 9	2018-06	2020-10
Xinghua Luo 羅興華	RO 4, 9	2018-06	2023-01
Wing In Pong 龐穎妍	RO 4, 9 Rep 9	2021-05	Present
Di (SFC:BOG730) Wu 吴迪	RO 4, 9	2019-07	2022-01
Zhengwei Yao 姚正薇	RO 4, 9	2023-01	2024-05
Maoquan Wang 王茂全	Rep 4, 9	2022-06	2025-05