Wing In Pong
龐穎妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing In Pong (龐穎妍), a licensed Responsible Officer with CE reference BOS539. Currently licensed at 1 firm(s): Hong Kong Broad Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
RO | Type 4 — Advising on securities | 2024-04-12 | present |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
RO | Type 9 — Asset management | 2024-04-12 | present |
| Hong Kong Broad Capital Limited 香港弘博資本有限公司 |
Rep | Type 9 — Asset management | 2021-05-26 | 2024-04-12 |
| Tongfang Securities Limited 同方證券有限公司 |
Rep | Type 9 — Asset management | 2020-01-13 | 2020-03-13 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 — Asset management | 2019-08-20 | 2020-01-05 |