Hok Sing Chan
陳學誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Sing Chan (陳學誠), a licensed former licensee with CE reference ACS382. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-20 | 2021-01-19 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-20 | 2021-01-19 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-20 | 2017-05-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2015-05-11 |