Juan Du
杜鵑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Du (杜鵑), a licensed Representative with CE reference BNT212. Currently licensed at 1 firm(s): Quam Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-07 | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-22 | present |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-07 | 2024-02-20 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-07 | 2024-02-20 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-18 | 2023-10-06 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-10 | 2023-10-06 |
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-02 | 2020-11-06 |