Kenneth Kin Hing Lam
林建興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Hing Lam (林建興), a licensed Responsible Officer with CE reference ABV605. Currently licensed at 2 firm(s): Quam Asset Management Limited, Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-05-25 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | 2007-05-14 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-15 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 9 — Asset management | present | present |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 1 — Dealing in securities | 2005-02-02 | 2006-01-31 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-09-01 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-28 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2012-07-16 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-15 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 9 — Asset management | present | 2005-02-28 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-28 |