Simon James Potter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James Potter ( ), a licensed former licensee with CE reference ARO318. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nanjia Capital Limited |
RO | Type 1 — Dealing in securities | 2024-04-17 | 2025-12-09 |
| Nanjia Capital Limited |
RO | Type 1 — Dealing in securities | 2018-04-12 | 2022-04-13 |
| Nanjia Capital Limited |
RO | Type 9 — Asset management | 2016-10-20 | 2025-12-09 |
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2015-06-25 | 2016-04-10 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2015-06-25 | 2016-04-10 |
| Parry International Trading Limited | Rep | Type 1 — Dealing in securities | 2014-02-14 | 2015-04-10 |
| Parry Capital Management Limited | Rep | Type 9 — Asset management | 2014-02-14 | 2015-04-10 |
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2013-02-06 | 2014-01-31 |
| orientiert International Markets Limited | Rep | Type 4 — Advising on securities | 2013-02-06 | 2014-01-31 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2013-02-06 | 2014-01-31 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2013-01-01 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-05 | 2012-10-11 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-07-05 | 2012-10-11 |
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2008-09-24 | 2011-05-31 |
| orientiert International Markets Limited | Rep | Type 4 — Advising on securities | 2008-09-24 | 2011-05-31 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2008-09-24 | 2011-05-31 |