orientiert International Markets Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for orientiert International Markets Limited, a Hong Kong-based licensed corporation with CE reference ALF590. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 32). Earliest licence on file: 2005-01-11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Room 504, China Insurance Group Building, 141 Des Vouex Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-06-29 | present |
| Type 4 — Advising on securities | 2005-01-11 | present |
| Type 9 — Asset management | 2005-01-11 | present |
Licensed staff (all-time) (32)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sin Hang Chan 陳倩姮 | RO 1, 9 | 2018-07 | 2019-03 |
| Chia-Hui (SFC:ASU227) Chen 陳佳慧 | RO 1, 4 | 2019-01 | 2020-11 |
| Hiu Mei Chung 鍾曉薇 | RO 1, 4, 9 Rep 1, 4, 9 | 2023-04 | Present |
| Simon John Cox | RO 1, 4, 9 Rep 1, 4, 9 | 2009-09 | 2016-11 |
| William Ching Ho Fung 馮正可 | RO 1, 4, 9 | 2016-11 | 2023-04 |
| Michael John Hanson-Lawson | RO 4, 9 | 2005-01 | 2006-10 |
| Kin Heng Lim 林健恆 | RO 1, 4, 9 | 2023-03 | Present |
| Kingston King Ham Lin 連敬涵 | RO 1, 4, 9 | 2016-08 | 2016-10 |
| Yen-Chun Lin 林彥君 | RO 1, 9 | 2016-11 | 2018-05 |
| Chi Hang (SFC:ARU729) Lo 盧致恆 | RO 1, 4, 9 | 2016-08 | 2023-04 |
| Richard McGillivray | RO 1 Rep 1 | 2009-06 | 2013-05 |
| Roger Simon Pyrke | RO 1, 4, 9 | 2005-01 | 2012-02 |
| Paul Henry Smith | RO 1, 4, 9 Rep 1, 4, 9 | 2007-01 | 2016-04 |
| Lucy Jane Sutro | RO 1, 4, 9 Rep 1, 4, 9 | 2009-09 | 2016-10 |
| Thomas Douglas Tremayne Waring | RO 1, 4, 9 Rep 4, 9 | 2007-03 | 2008-04 |
| Ka Leung Yuen 袁家樑 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-05 | 2023-04 |
| Alexander David Balfour | Rep 1, 4, 9 | 2013-04 | 2015-10 |
| Quentin Charles Burrows | Rep 1, 9 | 2015-02 | 2015-09 |
| Ching Man (SFC:AXI346) Cheung 張政民 | Rep 1, 4, 9 | 2017-05 | 2019-02 |
| Anderson Chun Fat Choi 蔡俊發 | Rep 1, 4, 9 | 2008-11 | 2008-12 |
| Yeun Keun Lee 李遠欽 | Rep 1 | 2014-04 | 2015-05 |
| Archie Lin 林大千 | Rep 4, 9 | 2014-02 | 2015-12 |
| Jacqueline Wai Man Mak 麥慧敏 | Rep 1 | 2012-04 | 2013-03 |
| Jessica Lee Temple McCarroll | Rep 9 | 2015-03 | 2016-03 |
| Stuart Maxwell Mowbray | Rep 1 | 2015-10 | 2015-12 |
| Joanne Katrina Murphy | Rep 1, 4, 9 | 2008-09 | 2015-06 |
| Geoffrey Simon Palmer | Rep 9 | 2015-02 | 2016-03 |
| Dhileepan Parameswaran | Rep 4, 9 | 2013-09 | 2015-12 |
| Simon James Potter | Rep 1, 4, 9 | 2008-09 | 2016-04 |
| Hanna Kristina Raftell | Rep 1 | 2013-06 | 2016-03 |
| Abhishek Rawat | Rep 1 | 2013-09 | 2014-11 |
| Nicholas James Creer Thompson | Rep 1 | 2009-03 | 2009-10 |
Showing 1–32 of 32
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