Kin Heng Lim
林健恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Heng Lim (林健恆), a licensed Responsible Officer with CE reference AUV550. Currently licensed at 2 firm(s): oOo Securities (HK) Group Limited, orientiert International Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2023-03-24 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2023-03-24 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2023-03-24 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-29 | 2022-10-03 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-29 | 2022-10-03 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-11-13 | 2021-08-12 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2020-11-13 | 2021-08-12 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 — Asset management | 2018-03-21 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-30 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-30 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-12 | 2015-10-30 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-26 | 2015-10-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-09 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2013-07-15 |