Ka Leung Yuen
袁家樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leung Yuen (袁家樑), a licensed Responsible Officer with CE reference ANV050. Currently licensed at 1 firm(s): JQ Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 56.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-04 | present |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-09-04 | present |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
RO | Type 9 — Asset management | 2025-09-04 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-25 | 2025-05-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2024-11-25 | 2025-05-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2024-11-25 | 2025-05-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-14 | 2024-11-25 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-14 | 2024-11-25 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2024-10-14 | 2024-11-25 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 — Asset management | 2020-08-20 | 2023-04-28 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 9 — Asset management | 2020-08-20 | 2024-07-14 |
| orientiert International Markets Limited | RO | Type 9 — Asset management | 2020-08-20 | 2023-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-04 | 2023-04-28 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 1 — Dealing in securities | 2019-06-04 | 2024-07-14 |
| orientiert International Markets Limited | RO | Type 1 — Dealing in securities | 2019-06-04 | 2023-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-04 | 2023-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-04 | 2023-04-28 |
| Fortis, Sheriffs & Browns Asia Co. Limited | RO | Type 4 — Advising on securities | 2019-06-04 | 2024-07-14 |
| orientiert International Markets Limited | RO | Type 4 — Advising on securities | 2019-06-04 | 2023-04-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-02 | 2019-06-04 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 1 — Dealing in securities | 2019-05-02 | 2019-06-04 |
| orientiert International Markets Limited | Rep | Type 1 — Dealing in securities | 2019-05-02 | 2019-06-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-02 | 2019-06-04 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 4 — Advising on securities | 2019-05-02 | 2019-06-04 |
| orientiert International Markets Limited | Rep | Type 4 — Advising on securities | 2019-05-02 | 2019-06-04 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2019-05-02 | 2020-08-20 |
| Fortis, Sheriffs & Browns Asia Co. Limited | Rep | Type 9 — Asset management | 2019-05-02 | 2020-08-20 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2019-05-02 | 2020-08-20 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 9 — Asset management | 2018-03-12 | 2019-03-31 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-20 | 2019-03-31 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-20 | 2019-03-31 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-07 | 2017-09-20 |
| United Securities Limited 團結證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2017-09-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-13 | 2017-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-06-13 | 2017-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-13 | 2017-06-30 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | 2017-06-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-05 | 2017-06-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-05 | 2017-06-13 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2017-05-05 | 2017-06-30 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-14 | 2017-04-07 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-12-09 | 2017-04-07 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-12-09 | 2017-04-07 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2017-04-07 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-06 | 2015-12-09 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-06 | 2015-12-09 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-05 | 2015-07-01 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-04 | 2015-07-01 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-12-04 | 2015-07-01 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-21 | 2012-08-01 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-21 | 2012-08-01 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-11-21 | 2012-01-04 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2012-01-04 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-19 | 2011-11-21 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2011-01-03 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-25 | 2007-07-21 |