Jessica Lee Temple McCarroll
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Lee Temple McCarroll ( ), a licensed former licensee with CE reference AAU810. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lynx Investment Partners Limited |
RO | Type 4 — Advising on securities | 2016-04-06 | 2019-12-09 |
| Lynx Investment Partners Limited |
RO | Type 9 — Asset management | 2016-04-06 | 2021-06-24 |
| orientiert International Markets Limited | Rep | Type 9 — Asset management | 2015-03-03 | 2016-03-31 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2015-02-23 | 2015-02-28 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-10 | 2015-02-23 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2013-01-10 | 2015-02-23 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
RO | Type 9 — Asset management | 2013-01-10 | 2015-02-23 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-03 | 2013-01-10 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-03 | 2013-01-10 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-01-03 | 2013-01-10 |
| BGC Securities (Hong Kong) LLC |
RO | Type 4 — Advising on securities | 2011-10-19 | 2012-12-13 |
| BGC Securities (Hong Kong) LLC |
RO | Type 5 — Advising on futures contracts | 2011-10-19 | 2012-12-13 |
| BGC Securities (Hong Kong) LLC |
RO | Type 9 — Asset management | 2011-10-19 | 2012-12-13 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2010-06-09 | 2011-03-30 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2010-06-09 | 2011-03-30 |
| Liquid Capital Securities Hong Kong Limited |
RO | Type 9 — Asset management | 2010-06-09 | 2011-06-30 |
| Lynx Portfolio Limited |
RO | Type 9 — Asset management | present | 2009-10-15 |