BGC Securities (Hong Kong) LLC
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BGC Securities (Hong Kong) LLC ( ), a Hong Kong-based licensed corporation with CE reference ADS177. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts. Current licensed staff on file: 27 (total recorded over time: 231). Earliest licence on file: 2007-08-29.
Registered address
Suite 3001-07, 30th Floor, AIA Central, 1 Connaught Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2008-06-25 | present |
| Type 3 — Leveraged foreign exchange trading | 2007-08-29 | 2011-03-23 |
| Type 4 — Advising on securities | 2011-10-19 | 2013-01-07 |
| Type 4 — Advising on securities | present | 2005-02-07 |
| Type 5 — Advising on futures contracts | 2011-10-19 | 2013-01-07 |
| Type 6 — Advising on corporate finance | present | 2005-02-07 |
| Type 9 — Asset management | 2011-10-19 | 2013-01-07 |
| Type 9 — Asset management | present | 2005-02-07 |
Licensed staff (all-time) (231)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Cedric Alain Nicolas Marie Augias | RO 1, 2 Rep 1, 2 | 2021-03 | 2023-07 |
| Mark John Bavis | RO 1 Rep 1 | 2004-10 | 2022-06 |
| Jason Jon Boyer | RO 1 | 2004-05 | 2008-06 |
| Robert Francis Edwin Burr | RO 1 Rep 1 | 2008-10 | 2012-08 |
| Mark Nicholas Davidge-Pitts | RO 1, 2 Rep 1, 2 | 2017-06 | Present |
| Michael David Leonard Downer | RO 1 Rep 1 | 2008-10 | 2010-10 |
| John Michael Leslie Duffield | RO 1 | 2004-03 | 2005-12 |
| Nicholas James George | RO 1, 2 Rep 1, 2 | 2016-02 | 2020-03 |
| Robert James Goldsmith | RO 1, 2 Rep 1, 2 | 2008-11 | 2018-03 |
| Thomas Charles Hardman | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2012-07 |
| David Martin Harrison | RO 1 | 2004-05 | 2004-07 |
| Po Ho 何保 | RO 3 | 2007-08 | 2008-08 |
| William Hugh Scobie Hornby | RO 1 Rep 1 | 2019-05 | 2023-03 |
| Amine Khelifi | RO 1, 2 Rep 1, 2 | 2021-04 | Present |
| David Yat Tung Kwan 關日東 | RO 1, 2 Rep 1, 2 | 2012-10 | 2016-12 |
| Jonathan James Laird | RO 1 Rep 1 | 2005-04 | Present |
| Dick Tik Man Lee 李迪文 | RO 1, 2 Rep 1 | 2008-02 | 2013-02 |
| Sherman Shiu Man Lee 李兆民 | RO 1, 3 | 2007-08 | 2010-05 |
| Timothy Charles Mallott | RO 1, 2 | 2020-09 | Present |
| Jessica Lee Temple McCarroll | RO 4, 5, 9 | 2011-10 | 2012-12 |
| Robert Kenneth Nicholson | RO 1 | 2026-04 | Present |
| Geoffrey Simon Palmer | RO 4, 5, 9 | 2011-10 | 2012-12 |
| Kam Man Shiu 邵錦文 | RO 1, 2 Rep 1 | 2008-02 | 2019-12 |
| Shaan Anil Shivdasani | RO 1 Rep 1 | 2010-05 | Present |
| Nicholas Peter Stokes | RO 1 Rep 1 | 2019-06 | 2021-06 |
| Wai Yan Tang 鄧偉仁 | RO 3 Rep 3 | 2008-08 | 2010-03 |
| Stuart Andrew Taylor | RO 1, 2 Rep 1, 2 | 2021-06 | Present |
| Mark Webster | RO 1, 2 | 2018-03 | 2020-04 |
| Yiu Ming (SFC:ACK380) Wong 黃耀明 | RO 3 Rep 3 | 2010-03 | 2011-03 |
| David Lyall Work | RO 1, 4, 6, 9 | Pre-2003 | 2009-11 |
| Anthony Wing Kai Yip 葉永楷 | RO 3 Rep 1, 2, 3 | 2010-03 | 2011-03 |
| Andrew George Aldeen | Rep 1, 4, 6, 9 | Pre-2003 | 2016-07 |
| Dendi Anton | Rep 1 | 2023-08 | Present |
| Alexander Richard Baddeley | Rep 1, 2 | 2009-09 | 2020-09 |
| Sejal Bajaria | Rep 1 | 2015-08 | 2015-11 |
| Eddy Beltif | Rep 1, 2 | 2013-07 | 2013-12 |
| Philip Benn | Rep 1 | 2008-05 | 2012-01 |
| Chiraz Berkane Lavaud | Rep 1, 2 | 2019-05 | 2026-03 |
| David James Blennerhassett | Rep 1 | 2012-11 | 2016-09 |
| Thomas Pierre Bombardieri | Rep 1, 2 | 2021-11 | 2021-12 |
| Mathieu Bouakhasith 薛烈揚 | Rep 1, 2 | 2012-11 | 2017-07 |
| Vahe Olivier Bourmayan | Rep 1, 2 | 2019-01 | 2019-07 |
| Matthew Robert Murray Brady | Rep 1 | 2004-10 | 2018-09 |
| Martyn Roger Brown | Rep 1 | 2004-10 | 2005-04 |
| Daniel Joseph Browne | Rep 1 | 2010-04 | 2011-04 |
| Thaddeus Raymund Bryan Lontoc Bustamante | Rep 1 | 2013-04 | 2017-03 |
| Ken Damien Cendron | Rep 1, 2 | 2018-08 | 2019-12 |
| Artemis Yen Chan 陳言 | Rep 1 | 2013-09 | 2015-01 |
| Jaak Yin Wesley Chan 陳澤賢 | Rep 1 | 2018-07 | 2020-02 |
| Koon Hung Chan 陳冠雄 | Rep 3 | 2010-03 | 2011-03 |
| Terence Sai Kid Chan 陳世傑 | Rep 1 | 2008-11 | 2010-01 |
| Timothy William Chan | Rep 1, 2 | 2026-04 | Present |
| Yat Hang Chan 陳日恆 | Rep 1 | 2011-11 | 2013-01 |
| Ying Sin Chan 陳映蒨 | Rep 1, 2 | 2015-10 | 2017-01 |
| Lester Rory Kwok Chung Chau 周國頌 | Rep 1 | 2003-11 | 2016-12 |
| Haibo (SFC:AUN340) Chen 陳海波 | Rep 1 | 2010-01 | 2012-02 |
| Tong (SFC:BMK890) Chen | Rep 1 | 2018-02 | 2019-12 |
| Yang (SFC:BOD220) Chen | Rep 1 | 2019-02 | 2019-11 |
| Yi (SFC:BUT121) Chen 陳奕 | Rep 1 | 2024-03 | 2024-10 |
| Chung Yin Cheung 張仲言 | Rep 1, 2 | 2019-01 | 2022-10 |
| Kwok Yau Cheung 張國燿 | Rep 1 | 2025-02 | 2026-03 |
| Yunhee Cho 趙胤熙 | Rep 1, 2 | 2021-11 | 2025-03 |
| Chi Tung Choi 蔡志通 | Rep 1, 2 | 2015-10 | 2016-02 |
| Man Ho Choi 蔡文豪 | Rep 1, 2 | 2008-06 | 2013-02 |
| Alan Wai Lun Chu 朱偉倫 | Rep 1 | 2012-10 | 2016-02 |
| Pei Feng Chua 蔡佩芬 | Rep 1 | 2018-01 | 2018-06 |
| Andrew Kenneth Clarke | Rep 1 | 2018-11 | 2019-02 |
| J Samson Jr Llavore Clemente | Rep 1 | 2015-08 | 2016-04 |
| Mark John Connolly | Rep 1 | 2018-11 | Present |
| Sophie Arielle Marlene Conversin 尔森索菲 | Rep 1 | 2010-05 | 2011-12 |
| Benedict Edward Cutcliffe G Corner | Rep 1 | 2019-06 | 2024-12 |
| Bryan Martin Coyne | Rep 1, 2 | 2011-04 | 2013-04 |
| Simon James Cubells | Rep 1, 2 | 2010-08 | 2013-04 |
| Jerome de la Cruz Cura | Rep 1 | 2026-03 | Present |
| Christophe Pascal Emmanuel Daures | Rep 1, 2 | 2017-02 | 2018-06 |
| Bernard Steven Davis | Rep 1 | 2011-03 | 2011-11 |
| Yves Andre Pierre Delepau 伊夫德勒波 | Rep 1 | 2010-11 | 2014-01 |
| Thibault Marc Delrue | Rep 1, 2 | 2016-02 | 2018-10 |
| Guillaume Colin Derville | Rep 1, 2 | 2019-12 | 2020-03 |
| Emile Djelassi | Rep 1 | 2016-04 | 2016-09 |
| Lee Downs | Rep 1, 2 | 2008-02 | 2008-10 |
| Amaury Olivier Du Puch | Rep 1, 2 | 2009-08 | 2012-09 |
| Daniel Peter Evans | Rep 1 | 2006-11 | 2023-06 |
| Ho Nga Fan 范皓雅 | Rep 1 | 2020-11 | 2024-04 |
| Darren Michael Fender | Rep 1 | 2004-12 | 2016-12 |
| Gary Do Ming Fok 霍道明 | Rep 1 | 2026-03 | Present |
| Charles William Francolini | Rep 1 | 2011-03 | 2011-06 |
| Charles David French | Rep 2 | 2010-11 | 2011-05 |
| Kin Leung Fung 馮健樑 | Rep 1, 2 | 2008-10 | 2016-03 |
| Patrick Wai Yip Fung 馮偉業 | Rep 1, 2 | 2008-02 | 2013-02 |
| Takaaki Furusho | Rep 1 | 2019-06 | 2020-02 |
| Wenli Gao | Rep 1 | 2024-01 | 2026-03 |
| Desu Calvin Antonio Gonzales | Rep 1 | 2021-02 | 2024-05 |
| Robert Oliver Henry Green | Rep 1 | 2016-04 | 2016-12 |
| Mathieu Guillo | Rep 1, 2 | 2015-11 | 2019-05 |
| Simon Philip Guy | Rep 1, 2 | 2009-05 | 2014-05 |
| Eve Alice Haddad | Rep 1, 2 | 2019-11 | 2024-10 |
| Jon Hall | Rep 1, 4, 6, 9 | Pre-2003 | 2004-12 |
| Rui (SFC:BTC649) He 何睿 | Rep 1 | 2022-11 | 2024-08 |
| Kevin Hearne | Rep 1 | 2022-08 | 2025-09 |
Showing 1–100 of 231
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