Robert Kenneth Nicholson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Kenneth Nicholson, a licensed Responsible Officer with CE reference AYX579. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2025-10-09 | present |
| GFI (HK) Securities L.L.C. | RO | Type 7 — Providing automated trading services | 2025-10-09 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2025-06-10 | 2025-10-09 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2025-06-10 | 2025-10-09 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2019-02-01 | 2022-05-22 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-07-31 | 2018-11-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2015-07-31 | 2018-11-12 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2012-02-03 | 2015-02-11 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2012-02-03 | 2015-02-11 |