Stuart Andrew Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Andrew Taylor, a licensed Responsible Officer with CE reference AWX936. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 21.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2022-02-14 | present |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2022-02-14 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2021-06-09 | present |
| GFI (HK) Securities L.L.C. | RO | Type 1 — Dealing in securities | 2021-06-09 | present |
| GFI (HK) Securities L.L.C. | RO | Type 2 — Dealing in futures contracts | 2021-06-09 | present |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-10-25 | 2023-06-29 |
| Sunrise Brokers (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2022-10-25 | 2023-06-29 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-06-09 | 2022-02-14 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2021-06-09 | 2022-02-14 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2021-04-07 | 2021-06-09 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2021-04-07 | 2021-06-09 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2020-02-21 | 2020-12-01 |
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2019-09-30 | 2020-02-21 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2018-05-23 | 2019-09-30 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2018-05-23 | 2020-12-01 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-04-01 | 2018-03-31 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-04-01 | 2018-03-31 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-09-12 | 2015-02-07 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-12 | 2015-02-07 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2011-07-29 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-08 | 2011-07-29 |