Simon James Cubells
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon James Cubells ( ), a licensed former licensee with CE reference AJD624. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-24 | 2016-12-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-24 | 2016-12-29 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-06-24 | 2016-12-29 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2013-04-30 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2010-08-27 | 2013-04-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2008-12-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-02 | 2008-12-05 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-02 | 2004-06-24 |