Dick Tik Man Lee
李迪文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tik Man Lee (李迪文), a licensed former licensee with CE reference AFM918. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2013-06-18 | 2026-04-01 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2013-06-18 | 2026-04-01 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2013-03-21 | 2013-06-18 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2013-03-21 | 2013-06-18 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-03 | 2012-12-10 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2008-06-25 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2008-06-25 | 2013-02-28 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-06-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-24 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-24 | 2008-01-14 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-03-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-09 |