Thomas Charles Hardman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Charles Hardman ( ), a licensed former licensee with CE reference AHX013. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2010-04-07 | 2012-07-13 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | present | 2010-04-07 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 4 — Advising on securities | present | 2004-08-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 6 — Advising on corporate finance | present | 2004-08-05 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 9 — Asset management | present | 2004-08-05 |