Mark Nicholas Davidge-Pitts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Nicholas Davidge-Pitts, a licensed Responsible Officer with CE reference AJL230. Currently licensed at 1 firm(s): BGC Securities (Hong Kong) LLC. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2020-04-27 | present |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2020-04-27 | present |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2017-06-05 | 2020-04-27 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2017-06-05 | 2020-04-27 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-02-18 | 2017-01-09 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-02-18 | 2017-01-09 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-09 | 2007-08-01 |