Daniel Peter Evans
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Peter Evans ( ), a licensed former licensee with CE reference AOE193. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2023-08-04 | 2023-09-13 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2023-06-12 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-02-24 | 2017-01-09 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2013-02-26 | 2014-02-21 |
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2010-06-30 | 2012-06-29 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2006-11-17 | 2008-01-11 |