AS Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AS Capital Limited ( ), a Hong Kong-based licensed corporation with CE reference BNV995. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2019-06-10.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-06-10 | 2024-09-13 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Matthew David George Engmann | RO 1 Rep 1 | 2020-04 | 2021-08 |
| Barry Alan Horowitz | RO 1 | 2019-06 | 2023-03 |
| In Muk Kang 姜仁默 | RO 1 Rep 1 | 2023-02 | 2023-11 |
| Rishi Mishra 米肇鋒 | RO 1 Rep 1 | 2022-11 | 2024-06 |
| Ruby Pui Kay Siu 蕭珮琪 | RO 1 | 2019-06 | 2019-09 |
| Charles Rupert Edward Thomson | RO 1 | 2019-09 | 2024-09 |
| Pui Pui Cheung 張佩佩 | Rep 1 | 2020-11 | 2024-06 |
| Taejung Cho | Rep 1 | 2019-07 | 2019-09 |
| Daniel Peter Evans | Rep 1 | 2023-08 | 2023-09 |
| Ah Kiu 喬婭 | Rep 1 | 2021-01 | 2021-08 |
| Hong Yu Ko 柯虹妤 | Rep 1 | 2022-05 | 2022-12 |
| Yongqiang Liu 劉永強 | Rep 1 | 2019-11 | 2020-10 |
| Hugh Sinclair McCormick-Houston | Rep 1 | 2024-03 | 2024-04 |
| Siu Na Sarnian Ng 吳少娜 | Rep 1 | 2021-09 | 2021-11 |
| Oscar Matthew Robb Webster | Rep 1 | 2021-07 | 2022-10 |
| Ashok Narsimhan Sekar | Rep 1 | 2022-01 | 2022-04 |
| Raymond Pui Choy Sing 成培洲 | Rep 1 | 2021-07 | 2024-09 |
| Wing Him Tang 鄧穎謙 | Rep 1 | 2020-04 | 2020-08 |
| Mattia Valdisolo | Rep 1 | 2021-01 | 2021-06 |
Showing 1–19 of 19