Taejung Cho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taejung Cho ( ), a licensed former licensee with CE reference BKM785. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2019-07-04 | 2019-09-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-16 | 2018-12-14 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-16 | 2018-12-14 |