Siu Na Sarnian Ng
吳少娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Na Sarnian Ng (吳少娜), a licensed former licensee with CE reference BMC120. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AS Capital Limited |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2021-11-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-21 | 2020-10-07 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2018-02-27 | 2018-04-20 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2018-02-27 | 2018-04-20 |