Robert James Goldsmith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Goldsmith, a licensed Representative with CE reference AOS667. Currently licensed at 1 firm(s): Vantage Capital Markets HK Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2018-09-27 | present |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2018-09-27 | present |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2016-12-22 | 2018-03-13 |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2016-12-22 | 2018-03-13 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2016-05-23 | 2016-12-22 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2016-05-23 | 2016-12-22 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-03-24 | 2015-12-04 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-11-04 | 2014-07-15 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2008-11-04 | 2014-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-29 | 2008-05-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-29 | 2008-05-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-03-29 | 2008-05-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-03-29 | 2008-05-28 |