Mark John Connolly
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark John Connolly, a licensed Representative with CE reference AUG726. Currently licensed at 2 firm(s): BGC Securities (Hong Kong) LLC, GFI (HK) Securities L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2026-03-20 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2025-06-10 | present |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2025-06-10 | present |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2018-11-22 | 2021-03-25 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-12-07 | 2018-06-27 |