Kam Man Shiu
邵錦文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Man Shiu (邵錦文), a licensed Responsible Officer with CE reference AGW055. Currently licensed at 1 firm(s): Qantex Capital Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | Type 2 — Dealing in futures contracts | 2025-08-21 | present |
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2025-05-06 | present |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2025-05-06 | 2025-08-21 |
| De Riva Asia Limited |
RO | Type 1 — Dealing in securities | 2020-07-03 | 2025-02-06 |
| De Riva Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2020-07-03 | 2025-02-06 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2020-04-01 | 2020-07-03 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2020-07-03 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-10-17 | 2019-12-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-03 | 2012-12-10 |
| BGC Securities (Hong Kong) LLC |
RO | Type 1 — Dealing in securities | 2008-06-25 | 2019-12-31 |
| BGC Securities (Hong Kong) LLC |
RO | Type 2 — Dealing in futures contracts | 2008-06-25 | 2019-12-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2008-02-25 | 2008-06-25 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-30 | 2008-01-14 |
| MF Global Securities HK Limited 明富環球證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-26 | 2007-04-30 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-08-26 | 2008-01-14 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-10-21 | 2005-06-07 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-06-13 | 2005-06-07 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-13 | 2005-06-07 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-13 | 2005-05-24 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2003-06-13 | 2003-07-09 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-06-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-13 |