SG Asset Finance (Hong Kong) Limited

CE No. AAB514 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SG Asset Finance (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAB514. Current licensed staff on file: 0 (total recorded over time: 283). Earliest licence on file: 2003-10-02.

Licence history

ActivityFromTo
Type 1 — Dealing in securities present 2016-09-27
Type 2 — Dealing in futures contracts 2003-10-02 2016-09-27
Type 4 — Advising on securities present 2003-07-09
Type 6 — Advising on corporate finance present 2003-07-09
Type 7 — Providing automated trading services present 2003-07-09
Type 9 — Asset management present 2003-07-09

Licensed staff (all-time) (283)
Active on date

Name Activities First licensed To
Jean-Paul Yves Brasier RO 1 2005-06 2006-07
Alan John Phillip Burr RO 2 Rep 2 2012-09 2014-12
Matthew Edmund Carr RO 1 2004-09 2005-07
Tung Yuen Chan 陳東遠 RO 6 Pre-2003 2003-05
Ramir Roque Clavano Cimafranca RO 1, 2 Rep 1, 2 2010-08 2016-07
Jacques Laurent Cunin RO 1, 2 Rep 1, 2 2010-02 2015-10
Kirby Scott Daley RO 1, 2 Rep 1, 2 2008-10 2011-07
Cedric Jean-Marie Dubois RO 1 2007-02 2008-02
John Michael Leslie Duffield RO 1 2008-08 2009-08
Pierre Gilbert Gay RO 1, 2 2006-02 2010-04
Joseph Lionel Ghouila-Houri RO 1, 2 Rep 1, 2 2010-03 2016-09
Michael John Gilbert RO 1, 2 Rep 1, 2 2008-10 2011-12
Jason Alec Hutton RO 1, 2 Rep 1, 2 2009-03 2011-01
Philippe Georges Imhoff RO 1 2005-07 2007-05
Frederic Prudent Charles Laine RO 1 Rep 1 2006-06 2008-01
Toby John Lawson RO 1, 2 Rep 1, 2 2009-01 2014-11
Dun Shing Lee 李敦成 RO 2 Rep 1, 2 2003-09 2005-06
Kwan Kit Lee 李君傑 RO 1, 2 Rep 1, 4, 6, 7, 9 Pre-2003 2004-07
Boris Nicolas Lyonnet RO 1 2007-02 2008-03
Sylvain Francois Gilbert Maly RO 1, 2 Rep 1, 2 2015-08 2016-04
Ivan Marinkovic RO 1, 2 Rep 1, 2 2013-03 2014-12
Rhett Stephen Muir RO 1, 2 Rep 1, 2 2008-10 2015-11
Dean Ashley Owen RO 2 2005-02 2008-12
Rebekah Madeline Pang RO 1, 2 Rep 1, 2 2013-02 2016-04
Jacob Thomas Phelps RO 1, 2 Rep 1, 2 2010-05 2016-04
Christopher Andrew John Price RO 2 2005-03 2006-08
Pierre Charles Gislain Rousseau RO 1, 2, 7 Pre-2003 2005-07
Paul Frederic Henri Saubestre RO 1, 2, 7 Rep 1, 2 Pre-2003 2005-01
Ronald Joseph Savino RO 1, 2 2011-11 2014-06
James Yervant Shekerdemian RO 1, 2 2015-11 2016-09
Mark Alexander Thorburn RO 1, 7 Rep 1, 7 Pre-2003 2005-07
Vincent Joseph Turcotte III RO 1, 2 Rep 1, 2 2005-08 2011-01
Wessel Brent van der Scheer RO 1, 2 2008-02 2008-07
Toby Felix Peter Harvey White RO 1, 2 Rep 1, 2 2010-10 2015-03
Jens Owe Winter RO 1, 2 2008-03 2011-06
Thomas Stephen Adams Rep 2 2012-08 2012-11
Sharon Li Hsia Ang Rep 1, 2 2008-10 2009-06
Ka Ki Au 區嘉棋 Rep 1, 2 2011-03 2015-06
Wai Yee Au-Yeung 歐陽惠頤 Rep 1 2009-08 2009-09
Roestam Effendi Bin Bachtiar Rep 1, 2 2008-10 2009-05
Alexander Richard Baddeley Rep 1, 2 2011-03 2013-06
Igor Olivier Barouti-Viret Rep 1, 2 2009-02 2010-11
Simon Alexander Bartlett Rep 1, 2 2013-04 2013-07
Frederic Pierre Rene Basquin Rep 1, 2 2010-01 2014-12
Chiraz Berkane Lavaud Rep 1, 2 2011-05 2012-06
Mathieu Bouakhasith 薛烈揚 Rep 1, 2 2012-05 2012-09
Andrew Peter Bradshaw Rep 1, 2 2014-12 2016-04
John Leonard Browning Rep 2 2008-10 2012-06
Darren Anthony Burns Rep 1, 2 2008-10 2012-05
Jay Karel Cameron Rep 1, 2 2011-03 2011-06
Francois-Alexandre Claude Thierry Caron Rep 1, 2 2007-10 2013-11
Alan Yuk Lun Chan 陳玉倫 Rep 2 2008-10 2009-12
Chester Chi-To Chan 陳志滔 Rep 1, 2 2011-09 2011-10
Chun To Chan 陳振圖 Rep 1, 2 2011-07 2013-06
Chung Shing Chan 陳仲成 Rep 1, 2 2008-10 2009-06
Debbie Ah Lam Chan 陳雅琳 Rep 1, 2 2008-10 2009-05
Desmond Tik Man Chan 陳狄文 Rep 1, 2 2008-07 2016-04
Elgin Hiang Wei Chan 曾憲偉 Rep 1 2008-09 2010-05
Elisa Ah Ting Chan 陳雅渟 Rep 1, 2 2012-09 2013-08
Jes Chan 陳欣慧 Rep 2 2012-07 2014-11
Nga Yee Chan 陳雅兒 Rep 1 2011-06 2014-12
Christopher Lee Chappel Rep 1, 2 2008-11 2010-12
Kwong-Weng Cheah Rep 1, 2 2008-09 2011-11
Ka Chung Cheung 張家聰 Rep 2 2010-09 2012-09
Koon Nam Cheung 張冠楠 Rep 1, 2 2008-10 2013-06
Patricia Hor Yee Cheung 張可兒 Rep 1, 2 2009-03 2010-06
Siu Fai Cheung 張少輝 Rep 1, 2, 4, 6, 7, 9 Pre-2003 2004-07
Siang Yong Chew 周向榮 Rep 1, 2 2008-10 2011-12
Sung Biu Bill Lawrence Chiu 趙崇鏢 Rep 1, 2 2010-07 2014-11
Stephanie Pei Pei Chng 莊佩佩 Rep 1, 2 2008-10 2010-05
Louis Siu Kei Chong 莊紹基 Rep 1, 2 2011-06 2011-10
Wing Chun Chow 周永進 Rep 1, 2 2008-10 2012-03
Frederick Ian Kit Chu Rep 1, 2 2008-11 2012-06
Kwun Kwun Chu 朱冠冠 Rep 2 2014-01 2015-11
Siu Ching Chui 蔡少菁 Rep 1, 2 2008-07 2014-12
Rachel Lai Ming Chung 鍾麗明 Rep 1 2009-07 2011-05
Howard Church Rep 1 2010-08 2015-01
Gareth Mark Clark Rep 2 2009-05 2009-06
David Jonathan Connor Rep 1, 2 2010-11 2013-06
Andrew Mark Gordon Corner Rep 1 2008-10 2010-06
Guewen Remy Brian Cotteau Rep 1, 2 2011-02 2013-10
Tom Creedon Rep 1, 2 2008-10 2008-12
Gregory Crommen Rep 1, 2 2008-10 2010-06
Guillaume Serge Charles Cunnington Rep 1, 2 2010-01 2010-11
David Dal Broi Rep 1, 2 2015-06 2016-04
Sabyasachi Dash Rep 1 2009-06 2010-04
Christophe Pascal Emmanuel Daures Rep 1, 2 2010-02 2014-06
Shiqing Deng Rep 1, 2 2011-08 2011-12
Richard Denuit Rep 1, 2 2011-03 2011-10
Lei Ding 丁磊 Rep 1, 2 2009-07 2011-02
Emile Djelassi Rep 1, 2 2011-09 2014-06
Andrew Douglas Dunlop Rep 1, 2 2008-10 2009-11
Ernest Kwong Hung Fan 范廣鴻 Rep 1, 4, 6, 7, 9 Pre-2003 2003-07
Hamid Farzam Rep 1, 4, 6, 7, 9 Pre-2003 2003-08
Emmanuel Dominique Martial Faure Rep 1, 2 2008-09 2008-09
Jing Feng 馮晶 Rep 1, 2 2008-10 2009-10
Lance Thomas Fithian Rep 1, 2 2008-10 2014-07
Siu Pong Fok 霍少邦 Rep 1, 2 2010-05 2012-07
David Chung Loon Fong 方振龍 Rep 1, 2 2010-03 2014-01
Richard William Forrest Rep 1, 2 2008-10 2009-03
Showing 1–100 of 283

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