Chester Chi-To Chan
陳志滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chester Chi-To Chan (陳志滔), a licensed former licensee with CE reference AYB952. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2022-06-16 | 2023-01-03 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-18 | 2020-11-17 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-18 | 2020-11-17 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2019-12-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-13 | 2019-12-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-13 | 2019-12-31 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-29 | 2015-04-17 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-09-20 | 2011-10-01 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-20 | 2011-10-01 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-09-20 | 2011-10-01 |