Frederic Prudent Charles Laine
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederic Prudent Charles Laine ( ), a licensed former licensee with CE reference ALW243. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-09 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-15 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-09-15 | 2012-11-01 |
| SG Asset Finance (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-06-19 | 2008-01-31 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-06-14 | 2006-06-19 |