RBC Capital Markets (Hong Kong) Limited
加皇資本市場(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Capital Markets (Hong Kong) Limited (加皇資本市場(香港)有限公司), a Hong Kong-based registered institution with CE reference AVF500. Current licensed staff on file: 0 (total recorded over time: 53). Earliest licence on file: 2010-09-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-09-09 | 2012-11-01 |
| Type 1 — Dealing in securities | 2012-11-01 | 2016-07-26 |
| Type 4 — Advising on securities | 2010-09-09 | 2012-11-01 |
| Type 4 — Advising on securities | 2012-11-01 | 2016-07-26 |
| Type 6 — Advising on corporate finance | 2011-11-09 | 2012-11-01 |
| Type 6 — Advising on corporate finance | 2012-11-01 | 2016-07-26 |
Licensed staff (all-time) (53)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Glenn William Frank Anson | RO 1 Rep 1 | 2010-10 | 2012-07 |
| Michael Peter Andrew Bass | RO 1, 4 | 2010-09 | 2010-12 |
| Frederic Prudent Charles Laine | RO 1, 4, 6 | 2011-09 | 2012-11 |
| Douglas Howard Moore 穆得志 | RO 1, 4, 6 | 2011-11 | 2012-11 |
| Willi Peter Schulz | RO 1, 6 Rep 1 | 2011-09 | 2012-11 |
| Suehanh Trinh | RO 4 Rep 4 | 2010-09 | 2012-11 |
| Tony Tse 謝小童 | RO 1, 4 | 2010-09 | 2011-03 |
| Andrew Walter Turczyniak | RO 1, 4 | 2010-09 | 2011-12 |
| Junsang Ahn 安俊相 | Rep 1 | 2012-01 | 2012-11 |
| John Gunars Broere | Rep 1, 6 | 2011-10 | 2012-11 |
| Yiu Kei Chan 陳耀基 | Rep 1 | 2010-09 | 2011-02 |
| Hsiao-Lien Chao 趙曉蓮 | Rep 1 | 2010-09 | 2012-11 |
| Ka Wai (SFC:AYR707) Chim 詹嘉慧 | Rep 1 | 2011-12 | 2012-11 |
| Perry Yu Kiu Chiu 趙宇翹 | Rep 1 | 2010-09 | 2011-02 |
| Soo Gyo Chung | Rep 1 | 2011-06 | 2011-09 |
| John Gerard Nicholas D'Abo | Rep 1, 6 | 2012-06 | 2012-11 |
| Anand Narayan Dhuldhoya | Rep 1 | 2010-09 | 2012-11 |
| Desmond Sean Fennell | Rep 1, 6 | 2010-11 | 2012-11 |
| Jackson Fu 傅大勝 | Rep 1 | 2010-11 | 2011-09 |
| Andrew Francis Hinde | Rep 1 | 2010-11 | 2012-11 |
| Stefanie Holtze-Jen 賀慈耘 | Rep 1 | 2010-09 | 2012-11 |
| Hai Jack Huang | Rep 1, 6 | 2011-12 | 2012-11 |
| Brian William Jackson | Rep 4 | 2010-09 | 2012-05 |
| Yong Joon Jang | Rep 1 | 2011-06 | 2012-11 |
| Malcolm James Keys | Rep 1 | 2010-09 | 2010-11 |
| Gunhoon Gregory Kim | Rep 1 | 2010-09 | 2011-01 |
| Rebecca Ching Yee Lau 劉靜儀 | Rep 1 | 2012-08 | 2012-11 |
| An Peng Lee 李安鵬 | Rep 1 | 2011-04 | 2012-11 |
| Belle Ho Kwan Leung 梁皓鈞 | Rep 1 | 2010-09 | 2011-05 |
| Chenkan Li 李辰侃 | Rep 1, 6 | 2012-07 | 2012-11 |
| Ching Li 李靜 | Rep 1 | 2011-06 | 2012-11 |
| Flora Si Mei Ling 林詩媚 | Rep 1 | 2010-09 | 2012-11 |
| Wei (SFC:ANF150) Liu 劉蔚 | Rep 1 | 2010-09 | 2012-08 |
| Monish Manik Mansukhani | Rep 1 | 2010-12 | 2012-11 |
| Enrico Alfredo Massi | Rep 6 | 2012-09 | 2012-09 |
| Robert Barker Barrington McCormack | Rep 6 | 2012-09 | 2012-09 |
| Simon Philip Moss | Rep 1, 6 | 2012-07 | 2012-11 |
| Andrew Jan Nemec | Rep 1 | 2010-12 | 2011-05 |
| Fidelis Oruche | Rep 1 | 2010-11 | 2011-03 |
| Millo Park | Rep 1 | 2010-10 | 2012-11 |
| Raymond Victor Schumertl | Rep 1 | 2010-09 | 2011-12 |
| Wai Keung (SFC:ADM183) Tam 譚偉強 | Rep 1 | 2010-09 | 2011-02 |
| Jiayin (SFC:AXK672) Wang 汪佳寅 | Rep 1 | 2011-06 | 2012-11 |
| Kun (SFC:AZF441) Wang 王琨 | Rep 1, 6 | 2012-03 | 2012-11 |
| Wei (SFC:AYQ019) Wang 王偉 | Rep 1, 6 | 2012-06 | 2012-11 |
| Weijiang Wang 王維絳 | Rep 1 | 2010-09 | 2012-02 |
| James Robert Watson | Rep 1 | 2011-06 | 2012-11 |
| David James Wilkins | Rep 1 | 2011-03 | 2012-11 |
| Xiaozheng Wu 吳小征 | Rep 1 | 2011-02 | 2012-05 |
| Zhao Yang 楊肇 | Rep 1 | 2012-01 | 2012-11 |
| Yong (SFC:ANT437) Zhang 張勇 | Rep 1 | 2011-03 | 2011-11 |
| Chen (SFC:AVF629) Zhao 趙晨 | Rep 1 | 2010-10 | 2012-11 |
| Mark Francis Zownir | Rep 1 | 2010-09 | 2012-11 |
Showing 1–53 of 53