Douglas Howard Moore
穆得志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Douglas Howard Moore (穆得志), a licensed former licensee with CE reference AFD162. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-09 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-11-09 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-09 | 2012-11-01 |