John Gunars Broere
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Gunars Broere ( ), a licensed former licensee with CE reference AYI298. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-12-19 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-27 | 2012-11-01 |