Malcolm James Keys
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Malcolm James Keys ( ), a licensed former licensee with CE reference AVF631. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2019-12-20 | 2023-11-09 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2019-12-20 | 2023-11-09 |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-31 | 2019-11-06 |
| Going International Asset Management Limited 高盈國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2017-08-31 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-16 | 2016-01-04 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2011-08-04 | 2014-03-10 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-15 | 2010-11-25 |