Simon Philip Moss
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Philip Moss ( ), a licensed Representative with CE reference AVH101. Currently licensed at 1 firm(s): Balyasny Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2026-05-04 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-07 | 2026-03-06 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-11-01 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-03 | 2012-11-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-09 | 2012-05-05 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-09 | 2012-05-05 |