RBS Asia Corporate Finance Limited
蘇皇融資亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBS Asia Corporate Finance Limited (蘇皇融資亞洲有限公司), a Hong Kong-based licensed corporation with CE reference ADB679. Current licensed staff on file: 0 (total recorded over time: 328).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-08-15 |
| Type 4 — Advising on securities | present | 2004-12-30 |
| Type 6 — Advising on corporate finance | present | 2014-08-15 |
| Type 9 — Asset management | present | 2004-12-30 |
Licensed staff (all-time) (328)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Manoj Agarwal | RO 1, 6 Rep 1, 6 | 2008-04 | 2012-06 |
| Michael William Robert Bracken | RO 1, 6 | 2005-03 | 2012-06 |
| Kit Hang Chan 陳潔恆 | RO 1, 6 Rep 1, 6 | 2010-01 | 2014-04 |
| Albert Lee Cobetto | RO 1, 6 Rep 1, 6 | 2006-11 | 2009-03 |
| Francois Jean Claude Cohas | RO 1, 6 Rep 1, 6 | 2008-09 | 2012-06 |
| Andrew Fu Chiu Fong 方富超 | RO 1, 6 Rep 1, 6 | 2004-12 | 2012-05 |
| Neil John Galloway | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2008-09 |
| Richard Alan Griffiths | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2010-02 |
| Peter Robert Nainby Hayward-Butt | RO 1, 6 | Pre-2003 | 2003-10 |
| Stanley Yaun Ho 何仁 | RO 1, 6 Rep 1, 6 | 2008-10 | 2010-10 |
| Matthew Kirkby | RO 1, 6 Rep 1, 6 | Pre-2003 | 2012-06 |
| Sanjeev Kumar | RO 1, 6 Rep 1, 6 | 2010-01 | 2014-04 |
| John Patrick Moore | RO 1, 6 Rep 1, 6 | 2003-12 | 2009-03 |
| Wing Ho Ngan 顏永豪 | RO 1, 6 Rep 1, 6 | 2009-02 | 2011-01 |
| Richard Wallace D'Arcy Orders | RO 1, 4, 6, 9 | Pre-2003 | 2009-11 |
| James Pearson | RO 1, 6 Rep 1, 6 | 2004-01 | 2009-12 |
| Simon Tao Qu 曲濤 | RO 1, 6 Rep 1, 6 | 2010-06 | 2012-06 |
| Jason Martin Rijnbeek | RO 1, 6 Rep 1, 4, 6, 9 | Pre-2003 | 2008-05 |
| Blair Meighen Robertson | RO 1, 6 Rep 1, 6 | 2009-09 | 2011-01 |
| John Alan Seal | RO 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Jonathan William Sturmey | RO 1, 6 Rep 1, 6 | 2008-10 | 2010-07 |
| Kenneth Yuk Hei Tseung 蔣旭熙 | RO 1, 6 Rep 1, 6 | 2006-08 | 2009-11 |
| Kenneth Hoi-Yi Tung 董凱鐿 | RO 1, 6 Rep 1, 6 | 2011-04 | 2014-08 |
| Stephen Duffus Weiss | RO 1, 6 Rep 1, 6 | 2009-02 | 2011-01 |
| Monika Prabhudayal Agarwal | Rep 1, 6 | 2004-04 | 2012-06 |
| Abu Samad Shoaibuddin Ahmed | Rep 1, 6 | 2012-08 | 2014-01 |
| Farzad Haider Alvi | Rep 1, 4, 6, 9 | Pre-2003 | 2004-11 |
| Sreekanth Anantharaman | Rep 1, 6 | 2003-12 | 2004-06 |
| Jing Jia Ang | Rep 1, 6 | 2010-05 | 2014-04 |
| Xiao Yun Ang 洪曉雲 | Rep 1, 6 | 2008-04 | 2011-07 |
| Kasemsant Ansvananda | Rep 1, 6 | 2009-04 | 2012-09 |
| Asim Anwar | Rep 1, 6 | 2007-11 | 2008-08 |
| Wing Sing Au 歐永昇 | Rep 1, 6 | 2008-06 | 2011-01 |
| Abhishek Bakshi | Rep 1, 6 | 2006-07 | 2011-12 |
| Nivedita Balasubramanian | Rep 1, 6 | 2012-01 | 2013-11 |
| Luke Bayley | Rep 1, 6 | 2010-10 | 2012-06 |
| Jayakesh Pillai Saradamony Bhaskaran | Rep 1, 6 | 2011-03 | 2014-04 |
| Steven Bosch | Rep 1, 6 | 2011-10 | 2012-04 |
| Jean-Francois Brunet | Rep 1, 6 | 2005-06 | 2005-07 |
| Jose Benjamin Jr. Dela Cruz Buensuceso | Rep 1, 6 | 2006-12 | 2009-01 |
| Maartje Leonoor Bus | Rep 1, 6 | 2006-05 | 2012-11 |
| Lindsay Victoria Campbell | Rep 1, 6 | 2007-11 | 2012-04 |
| Joydeep Chakraborty | Rep 1, 6 | 2009-04 | 2010-07 |
| Gary Ming Tak Chan 陳明德 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Hong Chan 陳慷 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-05 |
| Kwok Kit John Chan 陳國傑 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-02 |
| Man Wing Chan 陳雯穎 | Rep 1, 6 | 2006-08 | 2007-08 |
| Stephen Shek Kei Chan 陳碩基 | Rep 1, 6 | 2003-10 | 2005-03 |
| Tiffany Wun-Kwan Chan | Rep 1, 6 | 2008-04 | 2009-01 |
| Wing Hong (SFC:AYT031) Chan 陳永康 | Rep 1, 6 | 2012-01 | 2014-04 |
| Yick Kei Chan 陳奕祺 | Rep 1, 6 | 2004-03 | 2007-04 |
| Charlene-Jayne Wei-Ying Chang | Rep 1, 6 | 2010-02 | 2010-06 |
| Harold Chang | Rep 1, 6 | 2011-09 | 2012-04 |
| Lambert Jen Hsiung Chang 張人雄 | Rep 1, 6 | 2010-12 | 2014-04 |
| Peter John Chapman | Rep 1, 4, 6, 9 | Pre-2003 | 2008-05 |
| Manohar Singh Charan | Rep 1, 6 | 2011-08 | 2013-06 |
| Mei Ling Sandra Cheim | Rep 1, 6 | 2011-09 | 2012-04 |
| Bun Chen 陳斌 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
| Chi-Heng Chen 陳紀亨 | Rep 1, 6 | 2003-06 | 2003-11 |
| Curtis Sherwin Chen | Rep 1, 4, 6, 9 | Pre-2003 | 2005-01 |
| Lei (SFC:BAE191) Chen 陳磊 | Rep 1, 6 | 2012-09 | 2014-04 |
| Wei (SFC:AQR954) Chen 陳維 | Rep 1, 6 | 2008-03 | 2009-03 |
| Weimin Chen 陳為民 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Xing (SFC:ANV260) Chen 陳星 | Rep 1, 6 | 2006-08 | 2008-08 |
| Yingying Chen 陳穎穎 | Rep 1, 6 | 2010-08 | 2011-04 |
| Yuzhe Chen 陳宇哲 | Rep 1, 6 | 2010-12 | 2011-07 |
| Adrian Chun Ying Cheng 鄭俊英 | Rep 1, 6 | 2010-02 | 2010-08 |
| Peter Cheng | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Yu-Hwei Cheng Chen 鄭陳宇慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-05 |
| Gabriel Lai Chung Cheung 張禮聰 | Rep 1, 6 | 2006-12 | 2007-12 |
| Jessie Sze Ting Cheung 張詩婷 | Rep 1, 6 | 2012-08 | 2014-04 |
| Wilfred Ho Yin Cheung 張浩然 | Rep 1, 6 | 2007-01 | 2008-07 |
| Ewen Chew | Rep 1, 6 | 2009-04 | 2009-07 |
| Adria Kim Chiu 趙熙怡 | Rep 1, 6 | 2003-05 | 2004-12 |
| Chun Pong (SFC:AFY720) Chiu 趙振邦 | Rep 1, 6 | 2008-02 | 2008-12 |
| Sollo Cho | Rep 1, 6 | 2010-03 | 2012-06 |
| Yong Hwan Cho | Rep 1, 6 | 2007-10 | 2010-02 |
| Jaime Yun Cheng Chou 周運成 | Rep 1, 6 | 2006-09 | 2007-12 |
| King Man Chow 周敬民 | Rep 1, 6 | 2011-11 | 2012-07 |
| Wai Ming Chow 周維明 | Rep 1, 6 | 2006-03 | 2007-05 |
| Yiu Keung Chow 周耀強 | Rep 1, 6 | 2008-03 | 2012-06 |
| Azad Nasrullah Chowdhury | Rep 1, 6 | 2009-10 | 2010-12 |
| Wai Ho Chu 朱威澔 | Rep 1, 6 | 2011-11 | 2012-06 |
| Maria Yi Zhi Chua 蔡依芝 | Rep 1, 6 | 2009-04 | 2010-02 |
| Man Ying Connie Chue 朱敏盈 | Rep 1, 6 | 2011-09 | 2014-04 |
| Shiu Leung Chung 鍾韶亮 | Rep 1, 6 | 2008-05 | 2011-07 |
| Michael John Cotton | Rep 1, 6 | 2009-03 | 2010-02 |
| Craig Edmund Courtney | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| John Gerard Nicholas D'Abo | Rep 1, 6 | 2008-10 | 2012-04 |
| Mark Laurence Dempsey | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Fei (SFC:AQR107) Deng 鄧菲 | Rep 1, 6 | 2008-03 | 2010-07 |
| Jessie Denis 洪雅詩 | Rep 1, 6 | 2012-11 | 2014-04 |
| Mohan Kumar Desai | Rep 1, 6 | 2009-11 | 2011-01 |
| Rastam Dewal Bin Md Ali | Rep 1, 6 | 2009-03 | 2011-01 |
| Sophie Mingshu Ding 丁明淑 | Rep 1, 6 | 2008-03 | 2009-03 |
| Guillaume Marie Benoit Douin | Rep 1, 6 | 2006-09 | 2008-05 |
| Stephen Neale Edwards | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| V. Richthofen Peter P. H. O. A. F. | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Shengyan Fan 樊盛妍 | Rep 1, 6 | 2004-10 | 2006-09 |
| Jimmy Kar Chun Fong 方家俊 | Rep 1, 6 | 2006-11 | 2009-03 |
Showing 1–100 of 328