Michael William Robert Bracken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Robert Bracken ( ), a licensed former licensee with CE reference AJG648. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-03 | 2015-02-26 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-07-03 | 2015-02-26 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-16 | 2012-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-03-16 | 2012-06-30 |