Stanley Yaun Ho
何仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Yaun Ho (何仁), a licensed former licensee with CE reference AGA624. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RO | Type 4 — Advising on securities | 2010-12-30 | 2021-07-21 |
| KKR Capital Markets Asia Limited | RO | Type 1 — Dealing in securities | 2010-12-08 | 2021-07-21 |
| KKR Capital Markets Asia Limited | Rep | Type 1 — Dealing in securities | 2010-10-26 | 2010-12-08 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-01 | 2010-10-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-01 | 2010-10-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-02 | 2010-03-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-02 | 2010-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |