Richard Wallace D'Arcy Orders
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wallace D'Arcy Orders, a licensed Responsible Officer with CE reference AAI719. Currently licensed at 1 firm(s): Moelis & Company Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-02-04 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-24 | present |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-12-11 | present |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-11-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2009-11-16 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-12-30 |